Compliance Manager - Contractor

Harrison Holgate; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A dynamic compliance firm in Greater London is seeking a Compliance Manager to oversee the Regulatory Compliance Framework. The ideal candidate will have experience in the Lloyd's market and a proven track record in compliance management. You will need excellent communication skills and relevant professional qualifications. This role provides the opportunity for professional growth in a highly regulated environment, supporting innovative thinking and team collaboration.

Qualifications

• Experience in the Lloyd's market is ideal.
• Proven track record in financial crime and conduct compliance.
• People management experience is desirable.

Responsibilities

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies.
• Develop and deliver Compliance Monitoring and Training plans.

Skills

Regulatory compliance management

Insurance experience

Communication skills

Intermediate MS Word skills

Education

Relevant professional qualifications

Strong academic background

Tools

SharePoint

Job description

Compliance Manager - Contractor
Location: London
Function: Compliance & Assurance

What you’ll do

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies and procedures.
• Develop and deliver annual Compliance Monitoring and Training plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice to the business.
• Manage complaints reporting and sanctions reviews.
• Support Lloyd’s Oversight Principles self-assessment and compliance projects.

What we’re looking for

• Insurance experience, ideally within the Lloyd’s market.
• Strong academic background and relevant professional qualifications.
• Proven track record in compliance, including financial crime and conduct areas.
• Excellent communication skills and a collaborative approach.
• Intermediate MS Word skills; SharePoint knowledge is a plus.
• People management experience desirable.

Why join us?

You’ll be part of a dynamic team where integrity, diligence, and customer fairness are at the heart of everything we do. We offer opportunities for professional development and the chance to make a real impact in a highly regulated environment.

Additional Company Details

We work from the office 4 days per week as we believe that this allows us to build on our entrepreneurial foundation. We promote and foster innovative thinking throughout the organization, knowing that the very best ideas are more often born to those who are closest to the task.

As true market specialists we work in partnership with our candidates and clients, delivering unrivalled market knowledge and insight.