Compliance Business Partner

Lawes Insurance Recruitment; City Of London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services company is seeking a Senior Compliance Support Specialist in London. You will support compliance initiatives, guide teams on FCA regulations, and maintain adherence to compliance standards. The ideal candidate has experience in insurance compliance, a strong grasp of regulatory frameworks, and excellent analytical skills. The role promotes a culture of integrity and continuous improvement.

Qualifications

• Experience in a compliance role within insurance or financial services is essential.
• Strong understanding of FCA regulations, particularly ICOBS and SMCR.
• Familiarity with insurance brokerage compliance is beneficial.

Responsibilities

• Provide expert compliance support to the Senior Compliance Manager.
• Guide employees on compliance policies and regulatory requirements.
• Develop compliance procedures that protect the business.

Skills

Attention to detail and risk awareness

Analytical ability to interpret data

Organisational skills

Sound judgement

Adaptability to regulatory changes

High integrity and commitment to compliance

Education

Relevant industry qualifications such as CII or ICA

Job description

PURPOSE OF ROLE
Our client, a respected company in the financial services sector, is looking for a Senior Compliance Support Specialist to join their team. This role works directly with the Senior Compliance Manager to ensure the business stays fully compliant with regulatory standards while promoting a culture of continuous improvement and integrity.

RESPONSIBILITIES

• Provide expert compliance support to the Senior Compliance Manager
• Guide employees and leadership on compliance policies and regulatory requirements
• Help develop and maintain compliance procedures that protect the business and enhance customer outcomes
• Monitor KPIs and keep track of new regulatory developments to keep the company ahead
• Act as a trusted compliance advisor, encouraging positive behaviours across the organisation

DAY-TO-DAY

• Collaborate with various teams to ensure adherence to FCA regulations, including ICOBS and SMCR
• Regularly review compliance frameworks and recommend improvements
• Deliver compliance training and support to employees
• Stay informed on regulatory changes and assist with implementing updates
• Prepare compliance reports for internal and external stakeholders
• Support incident management and escalate issues as needed

EXPERIENCE

• Experience in a compliance role within insurance or financial services is essential
• Strong understanding of FCA regulations, particularly ICOBS and SMCR
• Familiarity with insurance brokerage compliance is beneficial
• Relevant industry qualifications such as CII or ICA are preferred
• Solid grasp of the London Market, particularly Lloyd’s and the reinsurance space

SKILLS

• Excellent attention to detail and risk awareness
• Strong analytical ability to interpret data and identify trends
• Organised with the ability to juggle multiple priorities effectively
• Sound judgement on when to escalate matters
• Adaptable to shifting regulatory landscapes and business needs
• High integrity and commitment to compliance excellence

Equal Employment Opportunity Statement
We are an equal opportunities employer and welcome applications from all qualified candidates.