CASS Governance VP — Audit, Risk & Team Leadership

JP Morgan Chase

Christchurch

In loco

GBP 75.000 - 110.000

Tempo pieno

4 giorni fa
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Descrizione del lavoro

J.P. Morgan Personal Investing is seeking a Governance Manager to lead the CASS governance team and oversee a two-person squad, ensuring effective governance aligned with FCA Client Assets requirements.

You will coordinate audits, manage breach processes, map controls, deliver CASS training, and update policies, while guiding senior stakeholders on risk and regulatory obligations. This role is based in the UK and reports to the CASS Governance Team.

Competenze

  • Strong understanding of CASS rules and practical application.
  • Proven experience in coaching and developing people, or readiness to step into a line management role.
  • Excellent organisational and prioritisation skills.
  • Effective written and verbal communication with senior stakeholders.
  • Detail-oriented with clear, concise requirements.
  • Ability to drive change and manage multiple priorities in a fast-paced environment.

Mansioni

  • Line manage a team of two, providing day-to-day direction, setting clear objectives, and conducting regular one-to-ones and performance reviews.
  • Coach and develop team members, supporting their technical CASS knowledge development, career progression and wellbeing.
  • Allocate and prioritise work across the team to ensure deadlines are met and standards are maintained.
  • Lead the coordination of the annual external CASS audit and any other scheduled internal audits or compliance testing, acting as the primary point of contact for auditors and ensuring timely remediation of findings.
  • Own the CASS breach management process, overseeing identification, escalation, root cause analysis, regulatory notification (where required) and remediation tracking.
  • Oversee CASS risk and controls mapping to ensure comprehensive oversight and management, identifying gaps and driving enhancements to the control framework.
  • Design and lead the delivery of CASS-related training to stakeholders across the business.
  • Own the review and update of the CASS Policy and Standards to ensure they remain current, effective and aligned with regulatory requirements.
  • Lead the review of new business and product initiatives to ensure they comply with the FCA’s CASS requirements, providing clear guidance and challenge to stakeholders.
  • Contribute to and influence strategic planning processes to ensure CASS compliance supports the overall business objectives.
  • Prepare and present CASS management information and reporting to senior management and relevant governance forums, escalating key risks and issues as appropriate.

Conoscenze

CASS rules
Line management
Stakeholder engagement
Communication
Attention to detail
Org skills
Strategic thinking
Auditing/regulatory

Descrizione del lavoro

J.P. Morgan Personal Investing is seeking a Governance Manager to lead the CASS governance team and oversee a two-person squad, ensuring effective governance aligned with FCA Client Assets requirements.

You will coordinate audits, manage breach processes, map controls, deliver CASS training, and update policies, while guiding senior stakeholders on risk and regulatory obligations. This role is based in the UK and reports to the CASS Governance Team.

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