CASS Governance VP: Audit & Compliance Leader

Aumni; England; On-site; GBP 90,000 - 120,000; Full time

Job summary

J.P. Morgan is seeking a Governance Manager to lead and develop a two-person CASS governance team, ensuring robust compliance with FCA Client Assets (CASS) requirements. You will coordinate annual external audits, manage breach responses, and drive continuous improvements across risk and controls.

You will engage senior stakeholders, design CASS training, and oversee policy updates to align with regulatory expectations. This is a strategic role within the Personal Investing governance framework.

Qualifications

• Strong working understanding of the CASS rules and their practical application.
• Proven experience in managing, coaching and developing people.
• Excellent organisational and prioritisation skills.
• Strong verbal and written communication with senior stakeholders.
• Attention to detail and clear requirement articulation.
• Ability to drive change and engage cross-functionally.
• Experience with audits and regulatory engagement is a plus.

Responsibilities

• Line manage a two-person team, set objectives and conduct regular performance reviews.
• Coach and develop team members’ CASS knowledge and career progression.
• Allocate work to meet deadlines and maintain standards.
• Lead external CASS audits and internal compliance testing, coordinating with auditors.
• Own CASS breach management, including identification, escalation and remediation tracking.
• Oversee CASS risk mapping and controls, identifying gaps and improvements.
• Design and deliver CASS training for stakeholders across the business.
• Review and update CASS Policy and Standards to stay compliant.
• Lead review of new business initiatives for FCA CASS compliance guidance.
• Prepare and present CASS management information to senior management and governance forums.

Skills

CASS knowledge

People management

Stakeholder communication

Audit coordination

Regulatory compliance

Education

Bachelor’s degree in a relevant field

Job description

J.P. Morgan is seeking a Governance Manager to lead and develop a two-person CASS governance team, ensuring robust compliance with FCA Client Assets (CASS) requirements. You will coordinate annual external audits, manage breach responses, and drive continuous improvements across risk and controls.

You will engage senior stakeholders, design CASS training, and oversee policy updates to align with regulatory expectations. This is a strategic role within the Personal Investing governance framework.