Auditor x2

Nexus Systems Group Inc.; Toronto; On-site; CAD 70,000 - 90,000; Full time

Job summary

A financial services provider in Toronto is seeking an experienced Auditor to conduct independent audit activities. Candidates should have over 5 years in Retail Banking, demonstrated knowledge of Real Estate Secured Lending products, and proficiency in analytical tools like Python and PowerBI. The role emphasizes effective communication and strong analytical skills, making it suited for self-starters who excel in dynamic environments.

Responsibilities

• Execute audit activities independently and manage as Officer-in-Charge.
• Assess overall effectiveness of governance and management oversight.
• Document all audit work performed to conform to standards.

Skills

Retail Banking

Audit practices

Regulatory knowledge

Python

PowerBI

Analytical skills

Problem-solving

Communication

Education

CPA, CFA, CIM or equivalent

Post-graduate degree in business or finance

Tools

PowerBI

Data analytics tools

Job description

Typical Day in Role

Execute assigned audit activities independently as a team member or Officer-in-Charge (OIC). Assess the overall effectiveness of governance and management oversight over Real Estate Secured Lending Program Enhancements. Assess controls across the First Line of Defense, including regulatory obligations, policies and procedures, underwriting, systems, and fraud management. Determine the efficiency, effectiveness, integrity and reliability of internal controls in relation to defined control requirements, employing data analytics to support conclusions, where applicable.

Execute and manage assigned activities independently in accordance with the Department Standards ensuring audit testing is sufficient and appropriate to support the audit opinion. Document all audit work performed to ensure appropriate working papers are maintained and conform to department standards.

Problem Identification

• Identify and assess materiality of control weaknesses ensuring facts are gathered and determine the root cause of the problem impact, prepare / review audit findings, as applicable.

Reporting/Communication

• Draft audit findings, reports and correspondence to management. Ensure writing is clear, concise and accurate.
• Present and discuss findings and progress with management, as required.
• Follow up on open action items and/or new audit issues raised.
• Develop and maintain good relationships with key auditee and business line management.

Candidate Requirements/Must Have Skills:

1. 5+ years in Retail Banking, Audit, Regulatory body, or related experience with a deep understanding of Real Estate Secured Lending products and key regulations/regulatory.
2. Knowledge of analytical tools such as Python and experience using PowerBI
3. Knowledge of audit processes and methodologies and/or prior change management testing experience

Nice-To-Have Skills:

• Prior Financial Institution Experience

Soft Skills:

• Proven track record of training / presenting to large stakeholder groups.
• Ability to write clearly and concisely.
• Strong strategic, analytical, problem-solving, and critical thinking skills.
• A self-starter / takes initiative, deals well with ambiguity, is detail oriented.
• Highly organized, ability to work in a dynamic and fast paced environment.
• Strong people skills, including relationship building with clients.

Degrees or certifications:

• Accounting designations / technical / professional qualifications (CPA, CFA, CIM, etc.), post-graduate degree in business, finance, economics, accountancy, or any other relevant experience (e.g., First Line testing, QAR, Audit, Compliance) would be an asset.