Senior Compliance Lead – Financial Services

Placements24; Vereeniging; Sur place; ZAR 900 000 - 1 300 000; Plein temps

Avantages offerts par ce poste

Medical aid

Pension fund

Performance bonuses

Career development opportunities

Résumé du poste

Placements24 in Vereeniging, Gauteng seeks a Senior Compliance Officer to lead regulatory adherence and risk management in the financial services sector. You will design and monitor compliance programs, conduct risk assessments, provide guidance to business units, and liaise with regulators to ensure ongoing compliance with FAIS, FICA, POPIA, and AML/CFT requirements.

The role is office-based in Vereeniging, offering a stable environment, professional development, and opportunities to drive

Qualifications

• Bachelor's degree in Law, Commerce, Finance, or related field.
• Minimum of 5 years of experience in a compliance role within the financial services sector.
• In-depth knowledge of SA regulations including FAIS, FICA, POPIA, and AML/CFT.
• Experience developing and implementing compliance programs and conducting risk assessments.

Responsabilités

• Develop, implement, and maintain a comprehensive compliance framework and policies.
• Conduct regular compliance risk assessments and internal audits to identify potential vulnerabilities.
• Monitor regulatory changes and ensure the organization adapts its policies and procedures accordingly.
• Investigate potential compliance breaches and breaches of codes of conduct, recommending and implementing corrective actions.
• Provide expert advice and training to staff on compliance-related matters, including AML/CFT, POPIA, and FAIS.
• Manage relationships with regulatory bodies, responding to inquiries and facilitating inspections.
• Oversee the suspicious transaction reporting process and ensure timely submissions.
• Develop and deliver compliance training programs to employees across all levels.
• Maintain accurate records of compliance activities and ensure reporting obligations are met.

Connaissances

Compliance expertise

Regulatory knowledge

Risk assessment

Training delivery

Analytical skills

Formation

Bachelor's degree (Law/Commerce/Finance)

Description du poste

Placements24 in Vereeniging, Gauteng seeks a Senior Compliance Officer to lead regulatory adherence and risk management in the financial services sector. You will design and monitor compliance programs, conduct risk assessments, provide guidance to business units, and liaise with regulators to ensure ongoing compliance with FAIS, FICA, POPIA, and AML/CFT requirements.

The role is office-based in Vereeniging, offering a stable environment, professional development, and opportunities to drive