Compliance Leader: Governance, Risk & Regulatory Oversight

Network Finance; Randburg; On-site; ZAR 420,000 - 640,000; Full time

Job summary

Network Finance is seeking a Compliance Officer to promote a strong regulatory and ethical culture in a Financial Services environment. You will ensure regulatory obligations are embedded in day-to-day practices with effective controls.

The role involves establishing and maintaining compliance frameworks, monitoring risks, and providing independent advice to management with a focus on governance and regulatory reporting.

Qualifications

• 3-5 years of relevant compliance experience within the financial services industry.
• FSCA Phase 1 approval as a Compliance Officer is required.
• Sound understanding of regulatory compliance, governance and risk management in financial services.

Responsibilities

• Establish, implement and continuously enhance the regulatory compliance framework across the FSP.
• Support the operational implementation of the Group Governance Framework.
• Promote sound governance and a strong compliance and ethical culture.
• Ensure compliance with legislation, licence conditions, internal policies and standards.
• Proactively identify and assess compliance risks.
• Conduct risk-based compliance monitoring and regulatory oversight.
• Assess effectiveness of controls and track remediation actions.
• Provide independent compliance advice, monitoring and reporting.
• Monitor regulatory developments and advise on implications.
• Report on the effectiveness of the compliance control environment.
• Support the organisation in maintaining an effective regulatory compliance environment.

Skills

Regulatory compliance

Governance

Risk management

Regulatory reporting

Regulatory monitoring

Education

Tertiary qualification in Law/Compliance/Risk Management/Finance

Job description

Network Finance is seeking a Compliance Officer to promote a strong regulatory and ethical culture in a Financial Services environment. You will ensure regulatory obligations are embedded in day-to-day practices with effective controls.

The role involves establishing and maintaining compliance frameworks, monitoring risks, and providing independent advice to management with a focus on governance and regulatory reporting.