Regulatory Compliance Officer

Hire Resolve

Cape Town

On-site

ZAR 420,000 - 540,000

Full time

14 days+

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Job summary

A reputed firm in Cape Town is looking for a Regulatory Compliance Officer who will ensure adherence to laws and regulations. Key duties include developing compliance policies, conducting audits, and training staff on compliance matters. Candidates should possess a Bachelor's degree in business or finance, with a minimum of three years in a compliance role. Attention to detail, strong analytical and communication skills are essential. Apply today by sending your CV to Financial.careers@hireresolve.za.com.

Qualifications

  • 3+ years of experience in regulatory compliance.
  • Strong knowledge of relevant laws and regulations.
  • Ability to work independently and manage multiple projects.
  • Ability to communicate effectively with colleagues at all levels.
  • Detail-oriented with a strong focus on accuracy.
  • Ability to work independently and manage multiple projects.

Responsibilities

  • Develop and implement compliance policies and procedures.
  • Monitor and assess regulatory changes.
  • Conduct regular audits and assessments to ensure compliance.
  • Investigate and resolve compliance issues with recommendations
  • Coordinate with departments to maintain training programs
  • Serve as main contact for regulatory inquiries and audits
  • Prepare reports and documentation for agencies
  • Stay updated on regulatory best practices

Skills

Regulatory compliance knowledge
Analytical skills
Problem-solving skills
Effective communication
Attention to detail

Education

Bachelor’s degree in business, finance, or related field
CRCM certification

Job description

Position Overview

We are seeking a highly skilled and detail-oriented individual to join our client's esteemed team as a Regulatory Compliance Officer. The Regulatory Compliance Officer will be responsible for ensuring that the company complies with all relevant laws, regulations, and industry standards. This role requires a strong understanding of regulatory requirements and the ability to implement and maintain compliance programs.

Key Responsibilities
  • Develop and implement compliance policies and procedures
  • Monitor and assess regulatory changes and communicate updates to relevant stakeholders
  • Conduct regular audits and assessments to ensure compliance with laws and regulations
  • Investigate and resolve compliance issues and provide recommendations for improvement
  • Coordinate with internal departments to develop and maintain compliance training programs
  • Serve as the main point of contact for regulatory inquiries and audits
  • Prepare reports and documentation for regulatory agencies
  • Stay up-to-date on new developments in regulatory compliance and industry best practices
Qualifications
  • Bachelor’s degree in business, finance, or a related field
  • 3+ years of experience in regulatory compliance
  • Strong knowledge of relevant laws and regulations
  • Excellent analytical and problem-solving skills
  • Ability to communicate effectively with colleagues at all levels of the organization
  • Detail-oriented with a strong focus on accuracy
  • Ability to work independently and manage multiple projects simultaneously
Preferred Qualifications
  • Certified Regulatory Compliance Manager (CRCM) certification
  • Experience in the finance sector
  • Experience working with regulatory agencies

This job description is intended to convey information essential to understanding the scope of the position and is not an exhaustive list of skills, efforts, duties, responsibilities or working conditions associated with it. Management reserves the right to amend and change responsibilities to meet organizational needs as necessary.

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