VP Risk: Platforms & Controls Leader

Morgan Stanley

United States

On-site

USD 140,000 - 210,000

Full time

14 days+
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Job summary

Morgan Stanley is seeking a Risk Officer - VP in Sandy, UT to lead operational risk management within Wealth Management Platforms Risk BCU. The role focuses on NFRA coordination, policy updates, issue management, and collaboration with Legal, Compliance, and Audit teams.

The candidate will partner with product owners to enhance controls, prepare KRIs, and contribute to business continuity planning, while communicating findings to senior stakeholders across functions.

Qualifications

  • 5+ years’ experience in risk management within the financial industry.
  • Bachelor’s degree or related financial industry experience preferred.
  • Industry certification such as Series 3, 4, 7, 24 or 66 is preferred.

Responsibilities

  • Provide overall risk support and coverage for WM Platforms.
  • Help implement and maintain oversight and control infrastructure to ensure compliance with policies and regulatory rules.

Skills

Risk management
Stakeholder management
Regulatory knowledge
Communication
Project management

Education

Bachelor's degree
Industry certification preferred

Tools

Excel
Dashboard tools
PowerPoint

Job description

Morgan Stanley is seeking a Risk Officer - VP in Sandy, UT to lead operational risk management within Wealth Management Platforms Risk BCU. The role focuses on NFRA coordination, policy updates, issue management, and collaboration with Legal, Compliance, and Audit teams.

The candidate will partner with product owners to enhance controls, prepare KRIs, and contribute to business continuity planning, while communicating findings to senior stakeholders across functions.

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