Operational Risk Manager for Corporate Wealth Solutions

Morgan Stanley; United States; On-site; USD 90,000 - 130,000; Full time

Job summary

Morgan Stanley is seeking a risk professional for the MS at Work Risk team to provide coverage for the Chief Revenue Office. The role focuses on mitigating risk, strengthening controls, and coordinating audits and regulatory exams across the organization.

The ideal candidate will partner with second and third lines of defense to oversee risk and remediation efforts, manage governance processes, and drive policy updates in a dynamic financial services environment.

Qualifications

• At least 2-5 years of experience in Financial Services Risk Management, Audit or Compliance role with wealth management experience preferred but knowledge and experience supporting corporate retirement business line is required
• Knowledge and experience supporting Equity Stock Plan a plus
• Strong leadership skills and proven success managing teams
• Project manageme

Responsibilities

• Develop a comprehensive knowledge of all aspects of the MS at Work business but specifically within the Chief Revenue Office, high risk processes/controls, new initiatives, etc. in order to drive and make sound risk decisions in partnership with internal stakeholders
• Manage and coordinate recurring stakeholder meetings and reporting, inclusive of preparing presentations, gathering metrics from partners, tracking take-aways, etc.
• Oversee internal and external audits and compliance exams and engage with partners from 2nd and 3rd lines of defense (e.g., Internal Audits, Compliance Assessments, Regulatory, etc.)
• Drive required reviews and updates of Policies and Procedures (P&Ps)

Skills

Financial risk management

Audit & compliance

Stakeholder management

Reporting & analytics

Regulatory compliance

Job description

Morgan Stanley is seeking a risk professional for the MS at Work Risk team to provide coverage for the Chief Revenue Office. The role focuses on mitigating risk, strengthening controls, and coordinating audits and regulatory exams across the organization.

The ideal candidate will partner with second and third lines of defense to oversee risk and remediation efforts, manage governance processes, and drive policy updates in a dynamic financial services environment.