US Compliance Lead - Remote, Flexible Hours

Howden Private Wealth; United States; Remoto; USD 70.000 - 120.000; Tempo pieno

Descrizione del lavoro

Howden Private Wealth seeks a seasoned US Compliance professional to lead the day-to-day management of the US compliance program across multiple states. You will ensure ongoing regulatory adherence for insurance and financial services and coordinate due diligence using leading screening tools.

You will oversee licensing, CE/CPD tracking, regulatory reporting, and training, supporting AML/KYC and data privacy requirements within a global, work-from-home framework across US offices.

Competenze

• 3+ years in compliance/regulatory or risk management
• Experience in insurance brokerage/wealth management (US) preferred
• Understanding of US insurance regulatory frameworks and licensing requirements

Mansioni

• Manage day-to-day operations of the US compliance program across multiple states and ensure ongoing regulatory compliance
• Coordinate and conduct due diligence including name screening and sanction checks using World-Check and Dow Jones
• Oversee onboarding and ongoing compliance reviews for clients and servicing arrangements
• Support AML, KYC, sanctions, anti-bribery and regulatory obligations across states
• Monitor licensing, CE/CPD tracking, and regulatory filings for licensed representatives
• Assist with regulatory reporting, audits, and examinations by state departments
• Maintain and update compliance policies and training materials
• Coordinate compliance training programs and track completion for US staff
• Prepare and circulate compliance reports and risk assessments
• Serve as point of contact for US compliance queries
• Oversee data privacy regulations and act as Data Privacy Officer for the US
• Handle ad-hoc tasks as needed

Conoscenze

Compliance

Regulatory

Risk management

AML/KYC

Strumenti

World-Check

Dow Jones

Descrizione del lavoro

Howden Private Wealth seeks a seasoned US Compliance professional to lead the day-to-day management of the US compliance program across multiple states. You will ensure ongoing regulatory adherence for insurance and financial services and coordinate due diligence using leading screening tools.

You will oversee licensing, CE/CPD tracking, regulatory reporting, and training, supporting AML/KYC and data privacy requirements within a global, work-from-home framework across US offices.