Remote Senior Compliance Services Consultant

Confluence; United States; Remote; USD 120,000 - 190,000; Full time

Benefits offered by this job

Generous Time Off

Global Career Development

Social Events

Referral Bonus

Plus many more

Job summary

Confluence is seeking a Compliance Services Consultant in the United States. The role focuses on senior-level client relationships, complex regulatory matters, and practical compliance solutions across Investment Advisers Act, Securities Exchange Act, and Investment Company Act frameworks.

You will work with experienced professionals, participate in mock exams, risk assessments, and filings, and support a dynamic portfolio of clients in a remote US setting.

Qualifications

• 7+ years in the regulated investment industry, with emphasis in compliance.
• 3+ years as in-house Chief Compliance Officer.

Responsibilities

• Manage a focused portfolio of consulting clients.
• Lead mock exams, risk assessments, registrations and filings.
• Provide practical compliance solutions to clients.
• Supervise junior team members in compliance functions.

Skills

Regulatory knowledge

Client relationship management

Effective communication

Regulatory filing proficiency

Microsoft Office proficiency

AI in compliance

Education

Bachelor’s degree or equivalent

Law degree or equivalent

Professional licenses (IACCP, CAMS, CRCP, CFE)

Tools

IARD

CRD

PFRD

EDGAR

Excel

Job description

Confluence is seeking a Compliance Services Consultant in the United States. The role focuses on senior-level client relationships, complex regulatory matters, and practical compliance solutions across Investment Advisers Act, Securities Exchange Act, and Investment Company Act frameworks.

You will work with experienced professionals, participate in mock exams, risk assessments, and filings, and support a dynamic portfolio of clients in a remote US setting.