SVP, Regulatory Filings & Compliance Lead

BNY; Westborough (MA); On-site; USD 102,000 - 220,000; Full time

Benefits offered by this job

Commission earnings

Discretionary bonuses

Generous paid leave

Job summary

BNY is seeking a Senior Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This role involves leading teams to provide legal guidance on SEC filings and monitor regulatory changes.

The ideal candidate will have 7–10 years of experience, including a management background, and will play a key role in ensuring compliance during key filings. This position offers a competitive salary along with comprehensive benefits.

Qualifications

• 7–10 years of work experience, with 1–3 years in management preferred.
• Proven ability to motivate and develop staff.

Responsibilities

• Lead multiple teams in providing legal guidance on SEC filings.
• Implement strategies to monitor regulatory developments.
• Provide oversight regarding legislative issues.
• Manage relationships with clients' accounting firms.

Skills

Legal guidance on SEC filings

Team leadership

Regulatory compliance

Client relationship management

Experience in financial services

Education

Bachelor’s degree

JD from an accredited law school

Job description

BNY is seeking a Senior Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This role involves leading teams to provide legal guidance on SEC filings and monitor regulatory changes.

The ideal candidate will have 7–10 years of experience, including a management background, and will play a key role in ensuring compliance during key filings. This position offers a competitive salary along with comprehensive benefits.