Vice President, Regulatory Administration

BNY; Westborough (MA); On-site; USD 102,000 - 220,000; Full time

Benefits offered by this job

Commission earnings

Discretionary bonuses

Generous paid leave

Job summary

BNY is seeking a Senior Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This role involves leading teams to provide legal guidance on SEC filings and monitor regulatory changes.

The ideal candidate will have 7–10 years of experience, including a management background, and will play a key role in ensuring compliance during key filings. This position offers a competitive salary along with comprehensive benefits.

Qualifications

• 7–10 years of work experience, with 1–3 years in management preferred.
• Proven ability to motivate and develop staff.

Responsibilities

• Lead multiple teams in providing legal guidance on SEC filings.
• Implement strategies to monitor regulatory developments.
• Provide oversight regarding legislative issues.
• Manage relationships with clients' accounting firms.

Skills

Legal guidance on SEC filings

Team leadership

Regulatory compliance

Client relationship management

Experience in financial services

Education

Bachelor’s degree

JD from an accredited law school

Job description

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting‑edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

We’re seeking a future team member for the role of Senior Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This will be a 4‑day in‑office per week position.

Responsibilities

• Lead multiple teams of Regulatory Administration and Filings staff providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client‑facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients’ accounting firms and liaise with in‑house counsel to ensure major filings comply with regulations.

Qualifications

• Bachelor’s degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
• 7–10 years of total work experience including 1–3 years in management preferred.
• Experience in the securities or financial services industry preferred.
• Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.

Compensation & Benefits

The base salary for this position is expected to be between $102,000 and $220,000 per year at the commencement of employment. Base salary will be determined on an individualized basis, inclusive of experience and market location, and is only part of the total compensation package, which may also include commission earnings, discretionary bonuses, short‑ and long‑term incentive packages, and company‑sponsored benefit programs.

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

Equal Employment Opportunity

BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups, Females, Individuals with Disabilities, and Protected Veterans.