Stock Plan Trade Desk Specialist - Remote

Empower LLC; United States; Remote; USD 55,000 - 76,000; Full time

Benefits offered by this job

Medical, dental, vision and life ins.

401(k) with company match

Tuition reimbursement up to $5,250/yr

Paid time off + holidays

Volunteer time off

Job summary

Empower LLC is seeking a Trade Desk Associate for Stock Plan Services to perform back-office brokerage operations, trade review, and reconciliations in a remote nationwide role. You will ensure accurate trade processing and resolve issues across multiple platforms while collaborating with Operations, Compliance, and Supervisory teams.

The position requires a Bachelor's degree, at least two years in financial services, and active FINRA Series 7 registration.

Qualifications

• Bachelor's degree required.
• Active FINRA Series 7 registration required.
• FINRA fingerprinting required.
• Direct experience with stock plan services and brokerage operations.

Responsibilities

• Review, process, and release brokerage trades with focus on stock plan services.
• Execute and monitor Not Held orders and reconcile trade activity across platforms.
• Research and resolve trade errors, exceptions, and client accommodations.
• Provide trade desk support for additional products and guide reps on requirements.
• Address escalations, inquiries, and regulatory requests with internal teams.

Skills

Stock plan services

Trade desk operations

Microsoft Office (Excel, Word, SharePl

Education

Bachelor's degree

Tools

Pershing NetX360

Job description

Empower LLC is seeking a Trade Desk Associate for Stock Plan Services to perform back-office brokerage operations, trade review, and reconciliations in a remote nationwide role. You will ensure accurate trade processing and resolve issues across multiple platforms while collaborating with Operations, Compliance, and Supervisory teams.

The position requires a Bachelor's degree, at least two years in financial services, and active FINRA Series 7 registration.