Stock Plan Trading Specialist

Empower; United States; Hybrid; USD 55,000 - 76,000; Full time

Benefits offered by this job

Health insurance

401(k) match

Tuition reimbursement

Casual dress

Paid time off & holidays

Volunteer time

Parental leave

BRGs

Job summary

Empower, through Empower Personal Wealth, is hiring a Trade Desk Support Specialist to support back-office broker operations, RSU vesting and ESPP events, and stock plan services across platforms in a fast-paced trading environment.

You will collaborate with Operations, Supervision, Compliance and other teams to ensure accurate trade processing, resolve exceptions, and identify process improvements while guiding registered representatives on stock plan trading requirements.

Qualifications

• Bachelor's degree required.
• Minimum of two years of experience in financial services.
• Active FINRA Series 7 registration.
• FINRA Fingerprinting required.
• Direct experience with stock plan services, equity trading, and brokerage operations.
• Knowledge of options, fixed income and related brokerage processes.
• Proficient in MS Office including Excel, Word, and SharePoint.
• Strong analytical, organizational, communication, and problem-solving skills.

Responsibilities

• Review, process, and release brokerage trades focusing on stock plan services.
• Execute and monitor Not Held orders and reconcile trades across platforms.
• Research and resolve trade errors, corrections and client accommodations.
• Manage daily stock plan margin notices and service center requests.
• Provide trade desk support for equities, fixed income, options, ETFs, and mutual funds.
• Collaborate with supervision, compliance, operations, and management on escalations and audits.
• Monitor trade-related requests and support team training.

Skills

Analytical skills

Communication

Organizational skills

Problem-solving

Education

Bachelor's degree

FINRA Series 7 registration

FINRA fingerprinting

Tools

Pershing NetX360

Microsoft Excel

SharePoint

Job description

Empower, through Empower Personal Wealth, is hiring a Trade Desk Support Specialist to support back-office broker operations, RSU vesting and ESPP events, and stock plan services across platforms in a fast-paced trading environment.

You will collaborate with Operations, Supervision, Compliance and other teams to ensure accurate trade processing, resolve exceptions, and identify process improvements while guiding registered representatives on stock plan trading requirements.