Remote Stock Plan Trade Desk Specialist

Empower Retirement; Greenwood Village (CO); Remote; USD 55,000 - 76,000; Full time

Benefits offered by this job

Medical, dental, vision and life.

401(k) with company match

Tuition reimbursement

Paid time off

Volunteer time

Job summary

Empower Personal Wealth is seeking a Trade Desk Support Specialist to bolster stock plan services operations. You will handle back-office processes, trade reviews, and issue resolution across multiple brokerage platforms.

This role emphasizes accuracy, risk mitigation, and timely trading activity. The candidate will work with operations, compliance, and management to address escalations and ensure controls.

Qualifications

• Bachelor's degree required.
• Minimum of two years of experience in financial services.
• Active FINRA Series 7 registration required.
• FINRA Fingerprinting required.
• Direct experience with stock plan services, equity trading, and brokerage operations.
• Working knowledge of options trading markets, fixed income, municipal securities, and related brokerage trading processes.
• Experience with Microsoft Office applications (Excel, Word, SharePoint) to support reporting and trade-related activities.
• Strong analytical and organizational skills; able to manage competing priorities.

Responsibilities

• Review, process, and release brokerage trades with focus on stock plan services (RSUs, ESPP, options).
• Execute and monitor Not Held orders and reconcile trades across platforms.
• Research and resolve trade errors, exceptions, and client accommodations following procedures.
• Review and manage daily stock plan margin notices and other time-sensitive operational activities.
• Provide trade desk support for equities, fixed income, options, ETFs, and mutual funds; guide registered reps on stock plan trading requirements.
• Collaborate with SupervisIon, Compliance, Operations and management to address escalations and regulatory inquiries.
• Monitor outstanding trade-related requests and communicate trends to management.

Skills

Analytical skills

Communication

Problem solving

Independent prioritization

Education

Bachelor's degree

Tools

Pershing NetX360

Excel

Word

SharePoint

Job description

Empower Personal Wealth is seeking a Trade Desk Support Specialist to bolster stock plan services operations. You will handle back-office processes, trade reviews, and issue resolution across multiple brokerage platforms.

This role emphasizes accuracy, risk mitigation, and timely trading activity. The candidate will work with operations, compliance, and management to address escalations and ensure controls.