Remote Stock Plan Trading Specialist

Empower; United States; Remote; USD 55,000 - 76,000; Full time

Benefits offered by this job

Medical, dental, vision and life保险

401(k) with company matching

Job summary

Empower Personal Wealth, the Trade Desk Support Specialist – Stock Plan Services, focuses on stock plan transactions and back-office brokerage operations. You will handle equity-related trades, ESOP events and RSU vesting while providing support across other brokerage products.

Collaborating with Operations, Supervision, Compliance and other teams, you will help ensure accurate trade processing, resolve exceptions, strengthen controls and identify process improvements in a fast-paced trading

Qualifications

• Bachelor’s degree required.
• Minimum two years of experience in financial services.
• Active FINRA Series 7 registration required.
• FINRA Fingerprinting required.
• Direct experience with stock plan services and brokerage operations.
• Knowledge of options trading markets and fixed income products.
• Proficient with MS Office (Excel, Word, SharePoint).
• Strong analytical, organizational and communication skills.

Responsibilities

• Review, process, and release brokerage trades focused on stock plan services (RSU vesting, ESPP events, option exercises).
• Execute and monitor Not Held orders; reconcile trade executions and activity across platforms.
• Research and resolve trade errors, corrections and client accommodations per procedures.
• Review and manage daily stock plan margin notices and other time-sensitive activities.
• Provide trade desk support for equities, fixed income, options, ETFs and mutual funds; guide registered reps on stock plan requirements.
• Collaborate with Supervision, Compliance, Operations and management on escalations, audits and regulatory inquiries.
• Monitor outstanding trade-related requests and communicate trends to management.

Skills

Analytical skills

Communication

Problem solving

multitasking

Education

Bachelor’s degree

Tools

Pershing NetX360

Microsoft Office

Excel

Word

SharePoint

Job description

Empower Personal Wealth, the Trade Desk Support Specialist – Stock Plan Services, focuses on stock plan transactions and back-office brokerage operations. You will handle equity-related trades, ESOP events and RSU vesting while providing support across other brokerage products.

Collaborating with Operations, Supervision, Compliance and other teams, you will help ensure accurate trade processing, resolve exceptions, strengthen controls and identify process improvements in a fast-paced trading