Stock Plan Trading Specialist - Remote

Empower; Greenwood Village (CO); Remote; USD 55,000 - 76,000; Full time

Benefits offered by this job

Medical, dental, vision and life保险

401(k) plan with company matching (up 

Tuition reimbursement

Paid time off and holidays

Volunteer time

Job summary

Empower Trade Desk is seeking a Trade Desk Support Specialist in a remote capacity to back-office brokerage operations, primarily focusing on stock plan services. You will execute trades, manage risk, and ensure timely processing while collaborating with cross-functional teams.

The ideal candidate has a bachelor’s degree, 2+ years in financial services, and a valid FINRA Series 7. Remote-friendly with competitive benefits are offered.

Qualifications

• Bachelor's degree required.
• Minimum of two years of experience in financial services required.
• Active FINRA Series 7 registration required.
• FINRA Fingerprinting required.
• Direct experience with stock plan services, equity trading, and brokerage operations.
• Knowledge of options trading, fixed income, municipal securities, and related brokerage trading processes.
• Proficiency with MS Office applications for reporting and documentation.

Responsibilities

• Review, process, and release brokerage trades with a primary focus on stock plan services.
• Execute and monitor Not Held orders and reconcile trade activity across trading platforms.
• Research and resolve trade errors, corrections, and client accommodations per procedures.
• Review and manage daily stock plan margin notices and other time-sensitive brokerage tasks.
• Provide trade desk support for equities, fixed income, options, ETFs, and mutual funds.
• Partner with supervision, compliance, operations, and management to address escalations and audits.
• Monitor outstanding trade-related requests and communicate trends to management.

Skills

Stock plan services

Trade processing

Reconciliation

Analytics

Communication

Problem solving

Time management

Microsoft Office

Education

Bachelor's degree

Tools

Pershing NetX360

Excel

SharePoint

Brokerage platforms

Job description

Empower Trade Desk is seeking a Trade Desk Support Specialist in a remote capacity to back-office brokerage operations, primarily focusing on stock plan services. You will execute trades, manage risk, and ensure timely processing while collaborating with cross-functional teams.

The ideal candidate has a bachelor’s degree, 2+ years in financial services, and a valid FINRA Series 7. Remote-friendly with competitive benefits are offered.