Remote Stock Plan Trading Specialist

Empower Retirement; United States; Remote; USD 70,000 - 90,000; Full time

Job summary

Empower Retirement is seeking a Trade Desk Support Specialist for Stock Plan Services within Empower Personal Wealth. You will perform back-office brokerage operations, review and execute trades, reconcile activity, and resolve trade-related issues.

Join a collaborative team and help ensure accurate processing, risk controls, and timely responses while supporting multiple brokerage products and platforms.

Qualifications

• Bachelor's degree required.
• Minimum of two years of experience in financial services.
• Active FINRA Series 7 registration required.
• FINRA Fingerprinting required.
• Direct experience with stock plan services, equity trading, and brokerage operations.
• Working knowledge of options, fixed income, municipal securities, and related brokerage trading processes.
• Proficient with MS Office for reporting and documentation.
• Ability to manage competing priorities in a fast-paced trading environment.

Responsibilities

• Review, process, and release brokerage trades focused on stock plan services.
• Execute Not Held orders and reconcile trade activity across brokerage platforms.
• Research and resolve trade errors, corrections, and client accommodations.
• Review daily stock plan margin notices and other time-sensitive brokerage activities.
• Provide trade desk support for equities, fixed income, options, ETFs, and mutual funds.
• Collaborate with Supervision, Compliance, Operations to address escalations and inquiries.
• Monitor outstanding trade requests and communicate trends to management.

Skills

Analytical skills

Organizational skills

Communication skills

Problem-solving

Excel proficiency

Trade operations knowledge

Education

Bachelor's degree

Finance/Business/Economics degree

Tools

Pershing NetX360

Microsoft Office (Excel/Word/SharePoint)

Job description

Empower Retirement is seeking a Trade Desk Support Specialist for Stock Plan Services within Empower Personal Wealth. You will perform back-office brokerage operations, review and execute trades, reconcile activity, and resolve trade-related issues.

Join a collaborative team and help ensure accurate processing, risk controls, and timely responses while supporting multiple brokerage products and platforms.