Remote Stock Plan Trade Desk Specialist

Empower Retirement, LLC

Overland Park (KS)

Hybrid

USD 55,000 - 76,000

Full time

4 days ago

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Benefits offered by this job

Medical insurance

401(k) with company match

Tuition reimbursement

Casual business environment

Paid time off

Volunteer time off

Parental leave

Job summary

Empower Retirement, LLC in Overland Park, KS is hiring a Trade Desk Support Specialist – Stock Plan Services to support Empower Personal Wealth by back‑office brokerage operations, trade review and execution, reconciliations, and issue resolution across stock plan services.

This role partners with Operations, Supervision, Compliance and other teams to ensure accurate processing, manage RSU vesting, ESPP events, and 10b5-1 instructions, while guiding registered representatives in trading

Qualifications

Bachelor's degree required.
Minimum of two years of experience in financial services.
Active FINRA Series 7 registration required.
FINRA Fingerprinting required.
Direct experience with stock plan services, equity trading, and brokerage operations.
Working knowledge of options trading markets and fixed income products.

Responsibilities

Review, process, and release brokerage trades with a focus on stock plan services (RSU vesting, ESPP events, stock option exercises).
Execute and monitor Not Held orders and reconcile trade activity across platforms.
Research and resolve trade errors, corrections, and client accommodations.
Manage daily stock plan margin notices and other time‑sensitive brokerage operations.
Provide trade desk support for equities, fixed income, options, ETFs, and mutual funds.
Collaborate with Supervision, Compliance, Operations, and management on escalations and audits.
Monitor outstanding trade requests and support team training.