Senior Tech Corporate Attorney – Securities & Compliance

Goodwin; Boston (MA); On-site; USD 190,000 - 230,000; Full time

Job summary

Goodwin seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws.

The role requires significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, as well as supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters.

Qualifications

• Needs a JD from an accredited law school with outstanding credentials.
• Experience advising on federal securities law exemptions and state Blue Sky laws.
• Strong ability to manage broker-dealer regulatory issues and related compliance matters.

Responsibilities

• Advise on securities exemptions and related regulatory matters.
• Support securities offerings, private financings, investment funds, and capital markets transactions.
• Oversee Form D filings and NASAA EFD submissions.

Skills

Securities law

Blue Sky laws

Regulatory exemptions

Education

JD or equivalent

Bar admission

Tools

NASAA EFD

Job description

Goodwin seeks a highly qualified Senior Attorney to join our Technology group with a focus on Blue Sky laws.

The role requires significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters, as well as supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters.