Senior Compliance Oversight Leader - Scalable Risk Programs

TD Bank; Mount Laurel Township (NJ); On-site; USD 115,000 - 186,000; Full time

Job summary

TD Bank in Charlotte, NC is seeking a Senior Manager, Compliance Business Oversight to lead a team of compliance professionals and oversee regulatory programs across multiple banking functions. The role emphasizes accountability for FDIC Part 330/370, KYC, auto finance servicing, and regulatory statement distribution.

Strong leadership and stakeholder management are essential. The successful candidate will drive risk-based solutions in a complex financial services environment, partner with

Responsibilities

• Regulatory Compliance Oversight: FDIC Deposit Insurance Coverage requirements (Part 330); FDIC Recordkeeping and Deposit Insurance Determination requirements (Part 370); Credit Reporting and Furnishing requirements (FCRA and Regulation V); Customer communications and regulatory statement distribution requirements; Auto Finance servicing regulatory obligations; KYC and Customer Due Diligence programs; Monitor regulatory developments and drive implementation of required changes; Ensure policies, procedures, controls, and governance frameworks remain compliant.
• Risk Management & Controls: Identify, assess, and mitigate compliance risks; Oversee control design, testing, issue management, and remediation activities; Review responses to regulatory examinations, compliance reviews, audits, and internal assessments.
• Operational Leadership: Provide oversight of KYC Operations and compliance-related processes; Partner with Auto Finance Servicing leaders to incorporate regulatory requirements; Ensure timely regulatory statement distribution and customer notification obligations; Drive process improvements with strong regulatory compliance.
• Team Leadership & Development: Coach and develop a team of compliance professionals; Foster collaborative, accountable, high-performing culture; Build partnerships across Compliance, Operations, and Business Line leadership.
• Stakeholder Engagement: Present issues and program performance to senior management; Influence decisions with clear, practical recommendations; Act as trusted advisor to business leaders on regulatory requirements and compliance risk.

Job description

TD Bank in Charlotte, NC is seeking a Senior Manager, Compliance Business Oversight to lead a team of compliance professionals and oversee regulatory programs across multiple banking functions. The role emphasizes accountability for FDIC Part 330/370, KYC, auto finance servicing, and regulatory statement distribution.

Strong leadership and stakeholder management are essential. The successful candidate will drive risk-based solutions in a complex financial services environment, partner with