Senior Compliance Quality Assurance Manager

TD; Charlotte (NC); Hybrid; USD 87,000 - 139,000; Full time

Job summary

TD Bank US Compliance is seeking a Compliance Testing Manager in Charlotte, NC to oversee independent testing engagements and provide subject matter expertise in compliance controls and processes.

The role focuses on planning, execution, reporting, and driving process improvements within a hybrid work model. Ideal candidates have 8+ years in internal audit/testing and CPA/CIA/CFE/CRCM credentials are preferred.

Qualifications

• 7+ years of experience in internal audit, testing and/or quality assurance.
• Knowledge of financial institution laws/regulations, risk management and compliance programs.
• Expertise in policy advisory, change management, project management and operations.
• Proficient with MS Office, especially Excel and PowerPoint.
• Demonstrates integrity and supports TD's risk management and brand protection.
• Strategic thinker with strong judgment and cross-functional collaboration skills.

Responsibilities

• Executes and manages testing activities per standards and direction.
• Follows up on findings from testing engagements.
• Conducts analytic research as part of testing engagements.
• Understands risk identification, analysis and mitigation per regulatory requirements.
• Builds strong relationships with key partners and stakeholders.
• Leads testing engagements and communicates/reporting to stakeholders.
• Provides input to projects/initiatives as a subject matter expert.
• Identifies matters needing escalation and resolves with relevant staff.

Skills

CPA

CIA

CFE

CRCM

Compliance testing

Risk management

Education

Undergraduate degree or equivalent work experience

Tools

Excel

PowerPoint

Job description

TD Bank US Compliance is seeking a Compliance Testing Manager in Charlotte, NC to oversee independent testing engagements and provide subject matter expertise in compliance controls and processes.

The role focuses on planning, execution, reporting, and driving process improvements within a hybrid work model. Ideal candidates have 8+ years in internal audit/testing and CPA/CIA/CFE/CRCM credentials are preferred.