Senior Compliance Oversight Leader - Banking & Payments

TD; New York (NY); On-site; USD 115,000 - 186,000; Full time

Job summary

TD Bank US Compliance is seeking a Senior Compliance Business Oversight Manager in New York to provide independent compliance risk oversight for Commercial Banking and Payment Operations. You will advise senior partners, oversee risk management activities, and ensure regulatory requirements are integrated into business processes.

The role requires strong regulatory judgment, leadership, and the ability to influence outcomes in a matrixed environment across Commercial Banking, Small Business

Qualifications

• Undergraduate degree or equivalent work experience.
• 10+ years of experience in compliance, risk management, legal, audit, regulatory supervision, financial services, or a related discipline.
• Certified Regulatory Compliance Manager (CRCM) or related certification preferred.
• Strong knowledge of U.S. bank regulatory rules applicable to Commercial Banking, Small Business Banking, and Payment Operations.

Responsibilities

• Lead or support development and maintenance of compliance oversight programs to identify, assess, manage, monitor and report regulatory compliance risk.
• Provide senior-level compliance advice, credible challenge, and oversight for business strategies, new initiatives, products, services, and issue remediation activities.
• Partner with business leaders and control partners to operationalize compliance requirements and strengthen controls.
• Coordinate with Legal, Risk, Audit, Operations, Product, Technology, and other partners to promote effective compliance risk management.

Skills

Regulatory oversight

Stakeholder management

Leadership

Analytical skills

Regulatory change management

Written & verbal communication

Risk assessment

Education

Undergraduate degree

Tools

CRCM certification

Job description

TD Bank US Compliance is seeking a Senior Compliance Business Oversight Manager in New York to provide independent compliance risk oversight for Commercial Banking and Payment Operations. You will advise senior partners, oversee risk management activities, and ensure regulatory requirements are integrated into business processes.

The role requires strong regulatory judgment, leadership, and the ability to influence outcomes in a matrixed environment across Commercial Banking, Small Business