Senior Compliance Oversight Manager – Banking Risk

TD Bank, N.A.; United States; On-site; USD 115,000 - 186,000; Full time

Job summary

TD Bank US Compliance in Mount Laurel, New Jersey is seeking a Senior Manager, Compliance Business Oversight to lead a team of compliance professionals and develop and maintain all aspects of TD’s compliance programs for assigned businesses and legal entities.

The role emphasizes regulatory oversight, risk management, and practical, risk-based solutions in a complex financial services environment, partnering with business leaders, operations, and legal.

Qualifications

• Undergraduate degree or equivalent work experience.
• 10+ years of experience in compliance, regulatory, or banking.
• Bachelor’s degree in Business, Finance, Risk Management, Law, or related field.
• 7+ years of progressive compliance, operational risk, regulatory, or banking experience.
• Experience leading complex compliance programs.

Responsibilities

• Lead and oversee compliance programs related to regulatory requirements across multiple functions.
• Monitor regulatory developments and drive implementation of required changes.
• Ensure policies, controls, and governance remain compliant and effective.
• Provide subject matter expertise and credible challenge to business partners on regulatory matters.
• Identify, assess, and mitigate compliance risks in operational processes.
• Oversee control design, testing, and remediation activities.
• Review responses to examinations, audits, and internal assessments.
• Provide oversight of KYC Operations and servicing regulatory obligations.
• Coach and develop a team of compliance professionals.
• Present issues and program performance to senior management.

Job description

TD Bank US Compliance in Mount Laurel, New Jersey is seeking a Senior Manager, Compliance Business Oversight to lead a team of compliance professionals and develop and maintain all aspects of TD’s compliance programs for assigned businesses and legal entities.

The role emphasizes regulatory oversight, risk management, and practical, risk-based solutions in a complex financial services environment, partnering with business leaders, operations, and legal.