Strategic Regulatory Compliance Oversight Lead

TD; New York (NY); On-site; USD 115,000 - 186,000; Full time

Job summary

TD Bank US Compliance is seeking a Senior Compliance Business Oversight Manager to provide senior-level, independent compliance risk oversight for key U.S. Corporate Office programs, including Regulation O, Regulation W, and the Volcker Rule.

The role collaborates with Legal, Finance, Risk, Secretary, and Audit teams to ensure governance, training, and issue management meet enterprise standards. The role supports multiple businesses nationwide, driving credible challenge and program

Qualifications

• Undergraduate degree or equivalent work experience.
• 10+ years of experience in compliance, risk management, legal, audit, regulatory supervision, or related fields.
• Strong knowledge of U.S. bank regulatory requirements and compliance risk management expectations.
• Excellent written and verbal communication skills and ability to influence at senior levels.

Responsibilities

• Leads or supports the development, maintenance, and enhancement of U.S. Corporate Office Compliance oversight programs.
• Provides independent oversight and challenge of procedures, controls, governance, monitoring, training, and reporting.
• Prepares executive-ready reporting on program status, compliance risks, and remediation progress for senior management and regulators.
• Partners with Legal, Finance, Risk, and other stakeholders to promote effective compliance risk management.

Job description

TD Bank US Compliance is seeking a Senior Compliance Business Oversight Manager to provide senior-level, independent compliance risk oversight for key U.S. Corporate Office programs, including Regulation O, Regulation W, and the Volcker Rule.

The role collaborates with Legal, Finance, Risk, Secretary, and Audit teams to ensure governance, training, and issue management meet enterprise standards. The role supports multiple businesses nationwide, driving credible challenge and program