Senior Compliance Issue Manager — Remote & Equity

Partner Company; United States; Remote; USD 92,000 - 126,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Wellness resources

Retirement plan matching

Paid time off

Paid holidays

Paid family/parental leave

Remote work flexibility

Job summary

Partner Company in the United States is seeking a compliance professional to execute second-line issue management activities, including intake, documentation, tracking, remediation monitoring, validation, and closure.

The role requires collaboration with cross-functional teams in a remote environment, strong analytical skills, and a Bachelor's degree with 3+ years in compliance or risk management in financial services. A competitive base salary is offered along with bonus and equity.

Qualifications

• Bachelor's degree or equivalent experience.
• 3+ years in compliance, issue management, audit, or risk management in banking/financial services.
• Experience supporting lifecycle of compliance, risk, audit, or regulatory issues, including tracking and remediation monitoring.

Responsibilities

• Execute second-line compliance issue management activities including intake, documentation, tracking, remediation monitoring, validation, and closure.
• Review and challenge remediation plans and supporting evidence to ensure corrective actions address identified issues.
• Analyze issue trends and root causes to develop reporting and insights for compliance oversight.

Skills

Analytical skills

Cross-team collaboration

Remote work experience

Education

Bachelor's degree or equivalent experience

Job description

Partner Company in the United States is seeking a compliance professional to execute second-line issue management activities, including intake, documentation, tracking, remediation monitoring, validation, and closure.

The role requires collaboration with cross-functional teams in a remote environment, strong analytical skills, and a Bachelor's degree with 3+ years in compliance or risk management in financial services. A competitive base salary is offered along with bonus and equity.