Senior Compliance & Issues Management - Remote

OhioX; Columbus, Austin, San Francisco, New York (OH, TX, CA, NY); Ibrido; USD 92.000 - 126.000; Tempo pieno

Vantaggi offerti da questo lavoro

401(k) match

Equity grants

Medical insurance

Dental/ Vision

Paid time off

Descrizione del lavoro

Upstart, a digital-first AI lending platform, seeks a Senior Compliance Associate, Issues Management, to own the end-to-end lifecycle of regulatory issues and strengthen remediation practices across Engineering, Operations, Legal, and Compliance.

You will identify emerging risks, improve issue reporting, validate remediation, and provide data-driven insights to support regulatory readiness, with remote work flexibility in the United States.

Competenze

• Bachelor's degree or equivalent practical experience.
• 3+ years of experience in compliance, issue management, audit, or risk management within banking or financial services.
• Experience supporting the lifecycle of compliance, risk, audit, or regulatory issues, including issue tracking and remediation monitoring.
• Experience reviewing remediation plans, corrective action milestones, supporting documentation, or closure evidence.
• Experience maintaining issue records or inventories within a regulated risk or compliance environment.

Mansioni

• Execute second-line compliance issue management activities, including issue intake, documentation, tracking, remediation monitoring, validation, and closure.
• Review and challenge remediation plans, milestones, and supporting evidence to ensure corrective actions address identified issues and meet established requirements.
• Maintain accurate issue inventories, monitor remediation progress and aging, and proactively identify delays or high-risk issues requiring escalation.
• Support independent validation and closure activities by evaluating remediation evidence, documenting findings, and confirming closure requirements have been met.
• Analyze issue trends, recurring themes, and root causes to deliver reporting and insights that inform compliance oversight and risk‑based prioritization.
• Partner with Engineering, Operations, Legal, and Compliance stakeholders to improve remediation quality, strengthen issue management procedures, and support regulatory readiness.

Conoscenze

Compliance experience

Issue management

Audit/risk

Remediation tracking

Documentation

Formazione

Bachelor's degree or equivalent practical experience

Strumenti

GRC platforms

Issue management systems

Descrizione del lavoro

Upstart, a digital-first AI lending platform, seeks a Senior Compliance Associate, Issues Management, to own the end-to-end lifecycle of regulatory issues and strengthen remediation practices across Engineering, Operations, Legal, and Compliance.

You will identify emerging risks, improve issue reporting, validate remediation, and provide data-driven insights to support regulatory readiness, with remote work flexibility in the United States.