Senior Compliance Advisory & Change Management (Remote)

Upstart; Columbus (OH); Hybrid; USD 172.000 - 238.000; Vollzeit

Benefits dieser Stelle

Competitive compensation

Equity grants

401(k) with company match

Comprehensive health coverage

Paid time off

Wellness allowances

Zusammenfassung

Upstart is seeking a Senior Manager, Compliance Advisory & Change Management to operationalize key components of the company’s compliance framework, focusing on third-party risk management, new and modified products and services, marketing compliance, and regulatory change management.

You will partner with business stakeholders to provide second-line guidance, review, and challenge while maintaining clear ownership between the first and second lines of defense.

Qualifikationen

• Bachelor’s degree or equivalent practical experience.
• 7+ years of experience in compliance, regulatory risk, or a related function within banking or financial services.
• Experience supporting compliance reviews of products, services, marketing, third parties, or regulatory changes.
• Experience applying financial services laws, regulations, policies, or compliance requirements to business activities.
• Experience operating within a compliance management system or comparable regulated risk-management framework.

Aufgaben

• Operationalize second-line compliance activities established under third-party risk management, new and modified products and services, marketing, and regulatory change management policies and procedures.
• Review new and modified products and services for compliance considerations and provide guidance and challenge to business stakeholders throughout the applicable review process.
• Review marketing and customer-facing materials in accordance with established compliance requirements and processes.
• Support regulatory change management by assessing relevant regulatory developments, documenting compliance impacts, and coordinating with stakeholders responsible for implementation.
• Provide compliance guidance and challenge related to third-party risk reviews in accordance with established third-party risk management requirements.
• Identify and escalate material compliance concerns arising through these processes and help ensure appropriate follow-up and documentation.

Kenntnisse

Regulatory compliance

Third-party risk management

Compliance reviews

Cross-functional collaboration

Financial services regulations

Ausbildung

Bachelor’s degree or equivalent practical experience

Tools

Compliance management system

Jobbeschreibung

Upstart is seeking a Senior Manager, Compliance Advisory & Change Management to operationalize key components of the company’s compliance framework, focusing on third-party risk management, new and modified products and services, marketing compliance, and regulatory change management.

You will partner with business stakeholders to provide second-line guidance, review, and challenge while maintaining clear ownership between the first and second lines of defense.