Senior Auditor, Compliance & Privacy (Hybrid) - Data-Driven

Capital One; Plano (TX); Hybrid; USD 88,000 - 100,000; Full time

Job summary

Capital One’s Compliance and Privacy Audit team is seeking a Senior Auditor to conduct risk-based reviews and testing of regulatory compliance across business activities. This role operates in a hybrid environment, with three days in the office.

You will communicate findings to management, develop strong working relationships with partners, and leverage data analytics tools to enhance audit quality and timeliness. 2+ years in auditing or risk management and relevant certifications are preferred.

Qualifications

• Bachelor's Degree or military experience.
• 2+ years of auditing, accounting, risk management, or compliance.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or relevant certification.
• 2+ years of banking/financial services experience a plus.
• At least 1 year of experience with data analytics tools.

Responsibilities

• Perform risk-based reviews and assessments of compliance with regulations and business activities.
• Assist in communicating issues, risks, and recommendations to management.
• Operate independently and meet project schedules and quality standards.
• Develop strong working relationships with business partners and the Audit group.
• Leverage data and analytic tools during planning and fieldwork.
• Proactively follow-up on audit actions to ensure timely remediation.
• Seek learning opportunities to enhance skills related to the role.

Skills

Auditing

Regulatory knowledge

Risk assessment

Communication

Analytical thinking

Education

Bachelor's degree

CIA/CPA/CRCM certifications

Tools

Data analytics tools

Job description

Capital One’s Compliance and Privacy Audit team is seeking a Senior Auditor to conduct risk-based reviews and testing of regulatory compliance across business activities. This role operates in a hybrid environment, with three days in the office.

You will communicate findings to management, develop strong working relationships with partners, and leverage data analytics tools to enhance audit quality and timeliness. 2+ years in auditing or risk management and relevant certifications are preferred.