Senior Staff Auditor, Compliance (Hybrid)

Capital One; Deerfield (IL); Hybrid; USD 87,700 - 100,100; Full time

Benefits offered by this job

Performance-based incentive compensation

Health and financial benefits

Job summary

Capital One is looking for a Senior Auditor for its Corporate Compliance Audit team in Deerfield, Illinois. The role involves conducting operational and compliance audits, performing risk-based reviews, and developing strong relationships with business partners. Basic qualifications include a Bachelor’s Degree and at least 2 years of auditing experience, preferably in banking or financial services. Preferred qualifications include a Master’s Degree and auditing-related certifications. This is a hybrid role, offering a competitive salary and comprehensive benefits.

Qualifications

• 2+ years of experience in auditing in banking or financial services.
• Experience in corporate compliance and data analysis.
• Certifications such as CIA, CPA, or CRCM preferred.

Responsibilities

• Conduct operational and compliance audit projects.
• Perform risk-based reviews and assessments.
• Develop relationships with business partners.

Skills

Risk management

Auditing

Data analysis

Compliance

Education

Bachelor’s Degree or equivalent military experience

Master’s Degree in Auditing, Accounting, Information Systems, or Business Administration

Tools

Data analytics tools

Job description

Overview

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained, and credentialed, operating within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision is to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creating a dynamic and challenging atmosphere for personal growth and professional opportunity.

Capital One is seeking an energetic, self‑motivated Senior Auditor to join our Corporate Compliance Audit team. As a member of the team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

Responsibilities

• Perform risk‑based reviews and assessments of compliance with federal, state and other legal regulations and business activities; perform relevant testing based on the risks and processes associated with the area being audited.
• Assist in communicating issues, risks, and recommendations to all levels of management.
• Operate independently and ensure work is completed according to schedule and meets high‑quality standards.
• Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
• Proactively follow up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
• Proactively seek out learning opportunities to enhance skills and competencies related to the role.

Qualifications

Basic Qualifications

• Bachelor’s Degree or equivalent military experience.
• At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.

Preferred Qualifications

• Master’s Degree in Auditing, Accounting, Information Systems, or Business Administration.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification.
• At least 2 years of experience in banking, financial services, or a professional services firm serving large banks.
• At least 2 years of experience performing data analysis in support of internal auditing.
• At least 1 year of experience in corporate compliance.
• At least 1 year of experience with data analytics tools supporting internal audit.

Employment Details

This role is hybrid: associates typically spend 3 days per week in‑person at one of our offices listed in this posting.

Minimum and maximum full‑time annual salaries vary by location:

• Charlotte, NC: $87,700 – $100,100 for Senior Staff Auditor
• Chicago, IL: $87,700 – $100,100 for Senior Staff Auditor
• McLean, VA: $96,500 – $110,100 for Senior Staff Auditor
• New York, NY: $105,300 – $120,100 for Senior Staff Auditor
• Plano, TX: $87,700 – $100,100 for Senior Staff Auditor
• Richmond, VA: $87,700 – $100,100 for Senior Staff Auditor
• Riverwoods, IL: $87,700 – $100,100 for Senior Staff Auditor

Other locations: salary will reflect the range associated with that location and the actual offer will be reflected in the offer letter.

Role eligible to earn performance‑based incentive compensation, which may include cash bonuses and/or long‑term incentives (LTI). Incentives are discretionary or non‑discretionary depending on the plan.

Capital One provides a comprehensive, competitive, and inclusive set of health, financial and other benefits supporting total well‑being. Eligibility varies by status, exempt/non‑exempt status, and management level.

Equal Opportunity

Capital One is an equal‑opportunity employer (EOE), including disability/veteran, committed to non‑discrimination in compliance with applicable federal, state, and local laws. We promote a drug‑free workplace and consider qualified applicants with criminal history in a manner consistent with the relevant laws and regulations.

Application

Applications will be accepted for a minimum of 5 business days.