Senior Auditor, Compliance and Privacy (Hybrid)

Capital One; Chicago (IL); Hybrid; USD 88,000 - 100,000; Full time

Job summary

Capital One is seeking a Senior Auditor in its Compliance and Privacy Audit team. You will conduct risk-based reviews, perform testing, and communicate findings to management while maintaining independence and delivering high-quality work.

The role emphasizes data analytics, collaboration with business partners, and a hybrid work arrangement with several office locations.

Qualifications

• Bachelor's Degree or military experience.
• At least 2 years of auditing, accounting, risk management, or compliance experience.
• Experience with data analytics tools preferred.

Responsibilities

• Perform risk-based reviews and assessments of compliance with regulations.
• Perform testing based on risks and processes being audited.
• Communicate issues, risks, and recommendations to management.
• Operate independently and meet schedules with high-quality standards.
• Leverage data analytics during planning and fieldwork.

Skills

Critical thinking

Analytical mindset

Intellectual curiosity

Data analytics

Education

Bachelor's Degree or military experience

Tools

Data analytics tools

Job description

Senior Auditor, Compliance and Privacy (Hybrid)

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals operate within a collaborative and agile environment. Audit’s vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top talent destination, creates a dynamic atmosphere for both personal growth and professional opportunity. Capital One is seeking a Senior Auditor interested in becoming part of our Compliance and Privacy Audit team. As a member of the Compliance and Privacy Audit team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

Responsibilities

• Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.
• Perform relevant testing based on the risks and processes associated with the area being audited.
• Assist in communicating issues, risks, and recommendations to all levels of management.
• Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
• Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
• Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
• Proactively seek out learning opportunities to enhance skills and competencies related to role.

What we’re looking for

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• You possess a relentless focus on quality and timeliness.
• You adapt to change, embrace bold ideas, and are intellectually curious.
• You like to ask questions, test assumptions, and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor.
• This will require leveraging the power of data analytics and furthering your technical expertise.
• You’re a teacher.
• You do the right thing and lead by example.
• You have a passion for coaching and investing in the betterment of your team.
• You lead through change with candor and optimism.
• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications

• Bachelor's Degree or military experience
• At least 2 years of experience in auditing, accounting, risk management, compliance, or a combination

Preferred Qualifications

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
• 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
• At least 1 year of experience with data analytics tools in support of internal audit

Location and Salary

• Charlotte, NC: $87,700 - $100,100 for Senior Staff Auditor
• McLean, VA: $96,500 - $110,100 for Senior Staff Auditor
• New York, NY: $105,300 - $120,100 for Senior Staff Auditor
• Plano, TX: $87,700 - $100,100 for Senior Staff Auditor
• Richmond, VA: $87,700 - $100,100 for Senior Staff Auditor
• Riverwoods, IL: $87,700 - $100,100 for Senior Staff Auditor

At this time, Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of 5 business days.

No agencies please.

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.

Capital One promotes a drug-free workplace.

Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [e-mail]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please send an email to [e-mail].

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit.