Regulatory Relations Lead — Exams & Audits Champion

Early Warning Services LLC; United States; Hybrid; USD 104,000 - 130,000; Full time

Benefits offered by this job

Healthcare Coverage

401(k) Plan

Paid Time Off

Parental Leave

Job summary

Early Warning Services LLC is seeking a Compliance Regulatory Relations professional to coordinate regulatory audits and exams, preparing documentation and evidence across business lines. You will work with regulators, auditors, and internal teams to ensure timely responses and high-quality submissions.

The role requires strong organizational skills, knowledge of audits (OCC/CFPB/PCI/SOC2), and the ability to align controls with regulatory expectations.

Qualifications

• Experience with external audits (OCC, CFPB, PCI, SOC2) and engagement with external auditors.
• Strong knowledge of technology infrastructure and information security terms and practices.
• Bachelor’s degree or equivalent work experience.
• Demonstrate ability to coordinate across leaders, departments and external partners.

Responsibilities

• Facilitate and coordinate regulatory exams and audits across the organization.
• Gather, standardize, and deliver exam documentation with leadership approvals.
• Track deliverables to ensure on-time delivery and assess material relevance and accuracy.
• Support implementation of exam management workflows and compliance programs.
• Review controls, policies, procedures, and evidence relative to regulatory requests.

Skills

External audits

Tech infrastructure knowledge

Info security terms

Relationship building

Organizational skills

Audit evidence interpretation

Bachelor’s degree or equivalent

Regulatory knowledge

Education

Bachelor’s degree or equivalent

Tools

PCI DSS

SOC 2

Job description

Early Warning Services LLC is seeking a Compliance Regulatory Relations professional to coordinate regulatory audits and exams, preparing documentation and evidence across business lines. You will work with regulators, auditors, and internal teams to ensure timely responses and high-quality submissions.

The role requires strong organizational skills, knowledge of audits (OCC/CFPB/PCI/SOC2), and the ability to align controls with regulatory expectations.