Regulatory Relations Lead – Audits and Compliance

Early Warning Services LLC; Scottsdale (AZ); Hybrid; USD 104,000 - 130,000; Full time

Benefits offered by this job

Healthcare Coverage

Paid Time Off

Parental Leave

Job summary

Early Warning Services LLC is seeking a Regulatory Compliance professional to lead interactions with external regulators and auditors. You will coordinate exams, assemble documentation, and ensure timely, accurate responses across the organization.

This hybrid role requires deep regulatory knowledge and strong collaboration with IT, security, and business leaders. The position emphasizes experience with OCC/CFPB/PCI/SOC2 frameworks, bachelor's degree, and potential certifications.

Qualifications

• Experience participating in external audits (OCC, CFPB, PCI, SOC2).
• Ability to interpret audit requests and identify gaps in evidence.
• Knowledge of technology infrastructure and information security terms and practices.
• Bachelor’s degree or equivalent required; certifications preferred.

Responsibilities

• Coordinate regulatory exams, including scheduling meetings, reserving rooms, and gathering documentation.
• Manage audits across business lines and ensure on-time delivery of exam materials.
• Track deliverables and ensure accuracy and completeness against exam requests.
• Support exam-management workflow optimization and tool adoption.
• Review and align policies, procedures, and systems with regulations; submit issues where gaps identified.
• Provide reporting to leadership and support risk management initiatives.

Skills

Regulatory audits coordination

Stakeholder communication

Risk management

Audit evidence interpretation

Education

Bachelor’s degree or equivalent

Compliance certifications preferred

PCI ISA within first year (preferred)

Tools

PCI DSS frameworks

SOC 2 familiarity

Job description

Early Warning Services LLC is seeking a Regulatory Compliance professional to lead interactions with external regulators and auditors. You will coordinate exams, assemble documentation, and ensure timely, accurate responses across the organization.

This hybrid role requires deep regulatory knowledge and strong collaboration with IT, security, and business leaders. The position emphasizes experience with OCC/CFPB/PCI/SOC2 frameworks, bachelor's degree, and potential certifications.