Regulatory Relations Director, Examinations & Automation

Morgan Stanley; Dallas (TX); On-site; USD 95,000 - 155,000; Full time

Job summary

Morgan Stanley’s Americas Prudential Regulatory Relations Group (ARRG) seeks a regulatory professional to coordinate regulatory exams, continuous monitoring activities, and drive process improvements through documentation and technology (Teams, AI, OpenPages). The role collaborates with internal stakeholders and senior management to ensure timely, accurate, and well-controlled responses to regulators.

The role involves scheduling meetings, preparing materials, tracking follow-ups, and

Qualifications

• At least 5 years experience supporting regulatory examinations, continuous monitoring, or issue remediation or experience from a regulatory organization such as the FRB, OCC, FDIC

Responsibilities

• Schedule, attend, and monitor regulatory meetings, produce written notes / summaries; track action items and coordinate responses to follow-up requests.
• Ensure meeting materials are prepared, reviewed, and available in advance of regulator engagements.
• Provide guidance on, review, quality-check, and produce documents requested for regulatory examinations and continuous monitoring.
• Maintain a centralized repository of significant examination and continuous monitoring documentation, including version control and auditability.
• Support the creation and ongoing enhancement of Microsoft Teams sites used for regulatory engagements and internal coordination.

Skills

Regulatory exams

Continuous monitoring

Documentation

Microsoft Office

Teams

SharePoint

AI tools

Data analysis

Project management

Stakeholder management

Written communication

Verbal communication

Attention to detail

Regulatory relations

Tools

Visio

PowerPoint

Job description

Morgan Stanley’s Americas Prudential Regulatory Relations Group (ARRG) seeks a regulatory professional to coordinate regulatory exams, continuous monitoring activities, and drive process improvements through documentation and technology (Teams, AI, OpenPages). The role collaborates with internal stakeholders and senior management to ensure timely, accurate, and well-controlled responses to regulators.

The role involves scheduling meetings, preparing materials, tracking follow-ups, and