Registered Client Services Specialist

Stifel Financial Corp.; Miami Beach (FL); Sur place; USD 42 000 - 56 000; Plein temps

Avantages offerts par ce poste

Health, dental and vision care

401k

Life insurance

Paid time off

Wellness initiatives

Résumé du poste

Stifel Financial Corp. in Miami Beach, FL seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, handling administrative tasks, and providing top-tier client service.

The role involves processing documents, coordinating with clients for required paperwork, handling inquiries, and escalating issues to the Branch Manager as needed. Requires high school diploma, 2 years in investment industry, and FINRA Series 7 and 66/63/65

Qualifications

• Proficient in clerical tasks related to opening accounts and maintaining records.
• Able to gather required documents and provide account information.
• Familiar with securities regulations and basic investment products.
• Strong organization and multitasking abilities.
• Excellent communication and customer service skills.

Responsabilités

• Open and maintain client accounts; enter trades as directed.
• Provide client service support and prepare communications.
• Answer phones, file, mailings, and record-keeping.
• Enter unsolicited orders per regulatory rules.
• Escalate suspicious activity to branch manager.

Connaissances

Administrative Knowledge

Industry Knowledge

Time Management

Critical Thinking

Customer Service

Communication Skills

Formation

High School Diploma or equivalent

2 years investment industry experience

Description du poste

Stifel Financial Corp. in Miami Beach, FL seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, handling administrative tasks, and providing top-tier client service.

The role involves processing documents, coordinating with clients for required paperwork, handling inquiries, and escalating issues to the Branch Manager as needed. Requires high school diploma, 2 years in investment industry, and FINRA Series 7 and 66/63/65