Brokerage Client Services Associate (Registered)

Stifel, Incorporated; Town of Florida (NY); On-site; USD 48,000 - 62,000; Full time

Job summary

Stifel seeks a Client Services Associate (Registered) to support Financial Advisors in opening and maintaining client accounts and records. You will perform diverse administrative tasks, provide customer service, and may enter trades as directed to support advisory teams.

Strong Excel/Word/Outlook skills and familiarity with securities regulations help you manage client information and respond to requests efficiently.

Qualifications

• Administrative and clerical procedures and systems knowledge.
• Basic understanding of investment brokerage industry and securities regulations.
• Ability to manage multiple tasks and meet deadlines.

Responsibilities

• Assist Financial Advisors with opening and maintaining client accounts and records.
• Provide overall customer service support and perform routine clerical duties.
• Enter trades as directed by Financial Advisors and handle correspondence approvals.
• Organize and maintain complete client account and trade-related records.
• Respond to client inquiries with accurate account-related information.

Skills

Administrative Knowledge

Industry Knowledge

Time Management

Critical Thinking

Customer and Interpersonal Skills

Communication Skills

Education

High School Diploma or equivalent

2 years investment industry experience

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Outlook

Job description

Stifel seeks a Client Services Associate (Registered) to support Financial Advisors in opening and maintaining client accounts and records. You will perform diverse administrative tasks, provide customer service, and may enter trades as directed to support advisory teams.

Strong Excel/Word/Outlook skills and familiarity with securities regulations help you manage client information and respond to requests efficiently.