Principal AI & Information Governance Officer

Compeer Financial; United States; Hybrid; USD 119,000 - 180,000; Full time

Benefits offered by this job

Hybrid model up to 50% work from home

401k with company match up to 9%

Medical, dental, vision, HSA/FSA

Vacation and leave

Learning & development

Certification reimbursement

Job summary

Compeer Financial seeks a Principal Compliance Officer for Information and AI to lead the organization’s privacy, information security, information governance, and AI governance programs. You will own the obligation framework, drive risk assessments, and coordinate governance across technology and data domains.

The role requires deep compliance expertise in financial services, with the ability to operationalize complex obligations and report posture to leadership and the board.

Qualifications

• Expert-level experience in compliance, information risk, privacy, security, or tech risk in financial services or regulated environments.
• Experience building governance or compliance programs for emerging areas like AI.
• Familiarity with AI governance and AI risk-management frameworks.

Responsibilities

• Owns domain obligation framework and compliance risk register for privacy, information security, and information governance.
• Leads AI obligations, including data-use, decisioning, and fairness; develops third-party AI risk assessment framework.
• Maintains controls testing and monitoring across privacy, security, governance, and AI; coordinates remediation with control owners.
• Prepares leadership and board materials on domain compliance status and risk posture.

Skills

Privacy & security

AI governance

Regulatory compliance

Risk management

Information governance

Education

J.D. preferred

Bachelor's degree

Job description

Compeer Financial seeks a Principal Compliance Officer for Information and AI to lead the organization’s privacy, information security, information governance, and AI governance programs. You will own the obligation framework, drive risk assessments, and coordinate governance across technology and data domains.

The role requires deep compliance expertise in financial services, with the ability to operationalize complex obligations and report posture to leadership and the board.