Omaha-Based Senior Client Service & Operations Associate

LPL Financial; United States; On-site; USD 41,000 - 69,000; Full time

Job summary

LPL Financial is seeking a Sr. Registered Client Service Associate in Omaha (in-office preferred). Remote candidates will be considered as a secondary option.

You will provide comprehensive administrative support to financial advisors, handling account services, onboarding, and client communications to ensure a compliant and high-quality client experience. The role requires 5+ years in client-facing financial services, Series 7/66 (or 63/65) licenses, and strong organizational and communication

Qualifications

• 5+ years of experience in a client-facing financial services, wealth management firm.
• Active Series 7 and Series 66 licenses (or Series 63/65 combination)
• Strong client service, communication, organizational, and problem-solving skills.
• Ability to work in a fast-paced environment while maintaining accuracy and attention to detail.

Responsibilities

• Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities.
• Support onboarding of new clients by collecting required documentation and facilitating accurate, compliant account setup.
• Prepare and process account opening, maintenance, and transfer documentation, ensuring adherence to firm policies and regulatory requirements.
• Monitor and manage client account activity, including contributions, distributions, trading support, annuity servicing, insurance-related requests, and performance reporting.
• Maintain accurate, organized, and up-to-date client records within the firm’s CRM and document management systems.
• Coordinate with custodians, insurance carriers, service providers, and internal teams to fulfill client requests and resolve operational issues.
• Assist financial advisors with administrative and operational support, reporting, client communications, and initiatives to enhance client engagement and operational efficiency.

Skills

Client service

Communication

Organizational skills

Problem-solving

Attention to detail

Team collaboration

Education

Bachelor's degree in finance, business, or accounting

Tools

Microsoft Office

CRM software

Job description

LPL Financial is seeking a Sr. Registered Client Service Associate in Omaha (in-office preferred). Remote candidates will be considered as a secondary option.

You will provide comprehensive administrative support to financial advisors, handling account services, onboarding, and client communications to ensure a compliant and high-quality client experience. The role requires 5+ years in client-facing financial services, Series 7/66 (or 63/65) licenses, and strong organizational and communication