Senior Client Service Associate - Wealth Management

LPL Financial LLC; Omaha (NE); Remote; USD 63,000 - 105,000; Full time

Job summary

LPL Financial in Omaha, NE, is seeking a Sr. Registered Client Service Associate to provide comprehensive administrative and operational support in a busy financial advisor practice. The role focuses on enhancing the client experience, accurate account management, and regulatory compliance.

The ideal candidate has 5+ years in client-facing financial services, active Series 7 and 66 licenses, and excellent organizational skills. In-office location in Omaha with remote as a secondary option.

Qualifications

• Experience in a client-facing financial services environment is required.
• Licenses Series 7 and 66 (or 63/65) are required.
• Strong communication, organization, and problem-solving skills.

Responsibilities

• Serve as the primary client contact, addressing inquiries and guiding on account services.
• Support onboarding and compliant account setup for new clients.
• Prepare account opening, maintenance, and transfer documentation.
• Monitor client activity, conduct reporting, and coordinate with custodians and internal teams.

Skills

Client-facing experience

Series 7/66 licenses

Communication skills

Attention to detail

Education

Bachelor’s degree in finance or related field

Tools

CRM software

Microsoft Office

Job description

LPL Financial in Omaha, NE, is seeking a Sr. Registered Client Service Associate to provide comprehensive administrative and operational support in a busy financial advisor practice. The role focuses on enhancing the client experience, accurate account management, and regulatory compliance.

The ideal candidate has 5+ years in client-facing financial services, active Series 7 and 66 licenses, and excellent organizational skills. In-office location in Omaha with remote as a secondary option.