Client Services & Advisor Support Specialist

LPL Financial LLC; Dickinson (ND); On-site; USD 32,000 - 54,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC is seeking a Client Service Associate to support financial advisors and ensure an exceptional client experience in-office. You will handle administrative tasks, client relationships, and operational support within the branch.

The role requires strong organization, attention to detail, and professional client-facing communication. Licensing (Series 7/66) and a financial services background are preferred; Monday–Friday in-office schedule.

Qualifications

• In-office role Monday–Friday
• High school diploma or equivalent
• Prior customer service experience
• Proficiency in Microsoft Word, Excel, and PowerPoint; CRM applications
• Series 7 and 66 licenses (preferred)
• Financial services background preferred

Responsibilities

• Serve as the primary point of contact for clients, delivering exceptional service and support via phone, email, and in-person interactions.
• Coordinate advisor calendars, schedule client meetings, prepare meeting materials, and manage follow-up communications.
• Process and maintain client account requests including new accounts, transfers, beneficiary changes, address updates, RMDs, and account maintenance activities.
• Maintain accurate client records within the CRM system while ensuring compliance with FINRA/SEC regulations and confidentiality requirements.
• Prepare, proofread, and distribute client correspondence, reports, and other operational documentation.
• Partner with custodians and financial institutions to facilitate transactions and resolve account issues.

Job description

LPL Financial LLC is seeking a Client Service Associate to support financial advisors and ensure an exceptional client experience in-office. You will handle administrative tasks, client relationships, and operational support within the branch.

The role requires strong organization, attention to detail, and professional client-facing communication. Licensing (Series 7/66) and a financial services background are preferred; Monday–Friday in-office schedule.