Compliance Strategy Lead, Regulatory & Risk

Securian Financial Group; United States; Hybrid; USD 59,000 - 109,000; Full time

Benefits offered by this job

PTO and Holidays

Health insurance

401(k) plan

Parental leave

Volunteer time off

Job summary

Securian Financial Group in the United States is seeking a proactive Business Compliance Senior Analyst to oversee compliance and regulatory requests across Affinity Solutions teams. You will coordinate due-diligence, monitor TPA audits, and work with law and compliance partners to balance client sales with risk controls.

Ideal candidates bring strong analytical skills, experience enforcing policies, and cross-functional collaboration across product, client, and finance teams.

Qualifications

• Strong research and analytical skills with the ability to evaluate information and provide accurate, timely responses.
• Experience enforcing compliance with policies and procedures and updating those policies based on audits or regulatory changes.
• Excellent cross-functional collaboration across diverse stakeholders.

Responsibilities

• Coordinate client and partner due-diligence responses with Affinity and enterprise partners.
• Monitor TPA audit administration, scheduling, document collection, status tracking and remediation items.
• Support regulatory inquiries and market conduct responses by coordinating information and deadlines.
• Lead complaint review documentation and monitor trends.
• Track legislative and regulatory developments impacting Affinity products and operating models.
• Administer intake and tracking of TPA and client marketing materials for Product & Advertising Compliance review.
• Create and maintain marketing content in Adobe Express to support affinity initiatives.

Skills

Data Analysis

Data Reporting

Project Coordination

Sales Process

Tools

Adobe Express

Job description

Securian Financial Group in the United States is seeking a proactive Business Compliance Senior Analyst to oversee compliance and regulatory requests across Affinity Solutions teams. You will coordinate due-diligence, monitor TPA audits, and work with law and compliance partners to balance client sales with risk controls.

Ideal candidates bring strong analytical skills, experience enforcing policies, and cross-functional collaboration across product, client, and finance teams.