Senior Compliance & Regulatory Operations Analyst

Securian Financial

Saint Paul (MN)

Hybrid

USD 59,000 - 109,000

Full time

4 days ago
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Benefits offered by this job

PTO
9 company holidays
Health insurance
401(k) retirement plan
Volunteer time
Associate Resource Groups

Job summary

Securian Financial seeks a proactive Senior Analyst for Business Compliance to support Affinity Solutions across client, product, and financial teams, ensuring regulatory alignment with internal partners. You will coordinate due-diligence responses, monitor third-party audits, assist with regulatory inquiries, and analyze compliance trends to safeguard client sales and retention goals.

Hybrid work is available, with in-office collaboration for those within commuting distance; the role emphasizes

Qualifications

  • Strong research and analytical abilities with timely, accurate responses.
  • Ability to solve problems and negotiate to align compliance with business needs.
  • Experience enforcing policies and revising them after audits or changes.
  • Excellent cross-functional collaboration and planning to handle changing priorities.
  • Strong communication across all stakeholder levels.

Responsibilities

  • Coordinate client & partner due-diligence responses with Affinity and partners.
  • Monitor TPA audits with scheduling, document collection and remediation tracking.
  • Support regulatory inquiries and market conduct responses with deadlines.
  • Lead complaint review documentation and monitor trends.
  • Track legislative/regulatory developments impacting Affinity products.
  • Administer intake of marketing materials for compliance reviews.
  • Create and maintain marketing content within Adobe Express for initiatives.

Skills

Research & analysis
Problem solving
Policy enforcement
Stakeholder mgmt
Regulatory compliance

Job description

Securian Financial seeks a proactive Senior Analyst for Business Compliance to support Affinity Solutions across client, product, and financial teams, ensuring regulatory alignment with internal partners. You will coordinate due-diligence responses, monitor third-party audits, assist with regulatory inquiries, and analyze compliance trends to safeguard client sales and retention goals.

Hybrid work is available, with in-office collaboration for those within commuting distance; the role emphasizes

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