Senior Compliance Analyst - Hybrid, Growth & Impact

Securian; Saint Paul (MN); Hybrid; USD 59,000 - 109,000; Full time

Benefits offered by this job

Paid time off

Pension plan

401(k) retirement plan

Health insurance

Volunteer time

Job summary

Securian Financial seeks a proactive Business Compliance Senior Analyst to oversee regulatory responses and client/partner due-diligence within Affinity Solutions. You will coordinate with Affinity, product and finance teams, while partnering with law and compliance teams and external partners.

The role involves monitoring audits, leading complaint reviews, tracking regulatory developments, and supporting marketing compliance content creation. Hybrid work with strong collaboration is offered.

Qualifications

• Strong research and analytical skills to evaluate inquiries.
• Problem solving, negotiation and communication to integrate compliance into business unit processes.
• Experience enforcing compliance with policies and procedures, and revising them based on audits or regulatory changes.
• Flexibility, organization and planning skills with attention to changing priorities.
• Excellent track record working across functions and with stakeholders

Responsibilities

• Coordinate client and partner due-diligence responses, including updating standard responses with Affinity and enterprise partners.
• Monitor TPA audit administration by coordinating scheduling, document collection, status tracking, and remediation follow-up.
• Support regulatory inquiries and market conduct exam responses by coordinating required information and deadlines.
• Lead complaint review documentation and monitor trends.
• Engage in legislative and regulatory developments impacting Affinity products or operating models and coordinate changes.
• Administer intake and tracking of TPA and client marketing materials for Product & Advertising Compliance review, including Admaster entries.
• Create and maintain business-area marketing content within Adobe Express to support affinity partner and sales initiatives via video assets.

Skills

Research & analytics

Problem solving & negotiation

Compliance enforcement

Organization & planning

Cross-functional collaboration

Tools

Adobe Express

Job description

Securian Financial seeks a proactive Business Compliance Senior Analyst to oversee regulatory responses and client/partner due-diligence within Affinity Solutions. You will coordinate with Affinity, product and finance teams, while partnering with law and compliance teams and external partners.

The role involves monitoring audits, leading complaint reviews, tracking regulatory developments, and supporting marketing compliance content creation. Hybrid work with strong collaboration is offered.