Compliance Operations & Documentation Specialist

Paz Financial Consulting

United States

Remote

USD 45,000 - 60,000

Full time

3 days ago
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Benefits offered by this job

Health insurance options (medical, d &
PTO and paid holidays
Retirement savings plan options

Job summary

Paz Financial Consulting is seeking a Compliance Support Specialist to help maintain documentation, support compliance workflows, and assist with day-to-day administrative tasks. The role emphasizes timely, detail-oriented work and clear communication to keep the team prepared and aligned with internal standards.

You will monitor activities, organize records, and support audits by gathering materials, validating submissions, and escalating issues when needed; this position requires integrity,

Qualifications

  • Bachelor's degree or equivalent combination of education and experience.
  • 1+ years in compliance support, risk management, audit support, or related administrative role.
  • Familiarity with compliance principles and audit readiness practices.
  • Strong communication and documentation skills.

Responsibilities

  • Monitor and track compliance activities to support adherence to internal requirements.
  • Prepare, organize, and maintain compliance documentation with accuracy.
  • Review and validate submitted materials for completeness and consistency.
  • Coordinate routine compliance tasks and follow-ups to meet deadlines.
  • Compile reports and maintain logs related to compliance processes and outcomes.
  • Support internal audits by gathering requested documentation and information.
  • Identify documentation gaps or process issues and escalate appropriately.
  • Maintain confidentiality and follow data-handling best practices.
  • Track action items, ensuring tasks are documented, assigned, and completed.
  • Communicate with internal stakeholders to support readiness and issue resolution.

Skills

Attention to detail
Organization
Multitasking
Written and verbal communication
Confidentiality and ethical conduct

Education

Bachelor's degree

Tools

Microsoft Office
Document management systems

Job description

Paz Financial Consulting is seeking a Compliance Support Specialist to help maintain documentation, support compliance workflows, and assist with day-to-day administrative tasks. The role emphasizes timely, detail-oriented work and clear communication to keep the team prepared and aligned with internal standards.

You will monitor activities, organize records, and support audits by gathering materials, validating submissions, and escalating issues when needed; this position requires integrity,

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