Banking Quality Assurance & Compliance Specialist

Regions Bank; Miami (FL); On-site; USD 53,000 - 80,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Job summary

Regions Bank in Coral Gables, Florida, is seeking a Business Unit Quality Control Specialist to provide QC oversight, review activities, and ensure compliance with internal procedures and laws. You will document results in the Quality Control System and communicate findings to lines of business.

The role requires seven years of related experience, a high school diploma or GED, and strong Excel and banking systems knowledge. It offers full-time hours, benefits, and a structured environment.

Qualifications

• Seven years of quality control, quality assurance, compliance, audit, banking, underwriting or related experience
• High School Diploma or GED
• Previous quality control experience (preferred)
• Ability to learn regulations impacting a specific line of business

Responsibilities

• Performs a review of specific business activities to ensure policies and procedures were followed and documents were appropriate and executed properly
• Reviews assigned samples and determines if associates followed the departmental procedures, Regions’ policies and Federal and State regulations
• Applies knowledge of the Business Unit’s system of record for completeness and accuracy
• Completes reviews ensuring applicable compliance oversight is documented in the system
• Enters final decision along with supporting information into the Quality Control System communicating results to internal business groups for feedback
• Assists in problem solving, researching and formulating responses to the business group due to errors for regulatory ineffectiveness
• Ensures compliance to department, agency, bank and federal guidelines and procedures to mitigate risk
• Works under limited direction and/or supervision

Skills

Regulatory knowledge

Multi-tasking

Research & summarizing

Working under pressure

Microsoft Office

Detail oriented

Banking regulations

Banking systems

Education

High School Diploma or GED

Tools

Excel

Banking systems

Quality Control System

Job description

Regions Bank in Coral Gables, Florida, is seeking a Business Unit Quality Control Specialist to provide QC oversight, review activities, and ensure compliance with internal procedures and laws. You will document results in the Quality Control System and communicate findings to lines of business.

The role requires seven years of related experience, a high school diploma or GED, and strong Excel and banking systems knowledge. It offers full-time hours, benefits, and a structured environment.