Banking QA & Compliance Specialist

Legend Bank Na; Decatur (TX); On-site; USD 42,000 - 64,000; Full time

Job summary

Legend Bank is seeking an Experienced Risk Specialist to review new accounts, CIP forms, and related documentation to ensure compliance and mitigate regulatory risk at the Decatur Operations Center. The role focuses on QA of account openings, maintenance records, and reporting accuracy, with collaboration across branch personnel and other bank departments to resolve exceptions and improve policy adherence.

Attention to detail, strong accuracy, and knowledge of banking regulations are essential

Qualifications

• High school diploma required.
• 2–4 years banking experience preferred.
• Strong customer service and verbal communication skills required.

Responsibilities

• Review new deposit accounts, signature cards, and CIP forms for QA.
• Verify account opening documents for policies, signatures, and legal requirements.
• Review maintenance docs from other departments for accuracy and compliance.
• Audit debit card issuance records for proper processing by staff.
• Identify maintenance issues and track exceptions to ensure policy adherence.

Skills

Customer service

Verbal communication

Attention to detail

Education

High school diploma

Job description

Legend Bank is seeking an Experienced Risk Specialist to review new accounts, CIP forms, and related documentation to ensure compliance and mitigate regulatory risk at the Decatur Operations Center. The role focuses on QA of account openings, maintenance records, and reporting accuracy, with collaboration across branch personnel and other bank departments to resolve exceptions and improve policy adherence.

Attention to detail, strong accuracy, and knowledge of banking regulations are essential