Quality Control Specialist — Banking Compliance & Audit

Regions Bank; Coral Gables (FL); Presencial; USD 53.000 - 67.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Descripción de la vacante

Regions Bank in Coral Gables, FL is seeking a Quality Control Specialist to provide oversight and support sampling to ensure adherence to internal procedures and regulatory guidelines.

The role requires 7+ years in quality control or related banking fields and a High School Diploma or GED. You will review activities, apply the department's system of record, and document compliance oversight to mitigate risk.

Formación

• High School Diploma or GED is required.
• 7+ years in quality control, quality assurance, compliance, audit, banking, underwriting or related fields.
• Knowledge of applicable regulations and bank policies.
• Strong attention to detail and accuracy.

Responsabilidades

• Performs a review of specific business activities to ensure policies and procedures were followed and documents were appropriate and executed properly.
• Reviews assigned samples and determines if associates followed the departmental procedures, Regions’ policies and Federal and State regulations.
• Applies knowledge of the Business Unit’s system of record for completeness and accuracy.
• Completes reviews ensuring applicable compliance oversight is documented in the system.
• Enters final decision along with supporting information into the Quality Control System communicating results to internal business groups for feedback.
• Assists in problem solving, researching and formulating responses to the business group due to errors for regulatory ineffectiveness.
• Ensures compliance to department, agency, bank and federal guidelines and procedures to mitigate risk.

Conocimientos

Regulatory knowledge

Attention to detail

Microsoft Office

Multi-tasking

Written communication

Verbal communication

Analytical thinking

Time management

Problem solving

Banking regulations

Educación

High School Diploma or GED

Herramientas

Quality Control System

Descripción del empleo

Regions Bank in Coral Gables, FL is seeking a Quality Control Specialist to provide oversight and support sampling to ensure adherence to internal procedures and regulatory guidelines.

The role requires 7+ years in quality control or related banking fields and a High School Diploma or GED. You will review activities, apply the department's system of record, and document compliance oversight to mitigate risk.