Aspiring Financial Advisor: Licensing & Growth Track

RBC Capital Markets, LLC; Columbus (OH); On-site; USD 50,000 - 80,000; Full time

Benefits offered by this job

Total Rewards Program

Leadership development

Flexible benefits

Collaborative team

Job summary

RBC Capital Markets, LLC in Columbus, OH invites aspiring financial professionals to join its Associate Financial Advisor program to complete licensing and gain industry experience toward becoming a Financial Advisor.

You will study for Series 7, Series 66, and life/health exams, complete program assignments, learn RBC Wealth Management tools and policies, and participate in coaching and onboarding to support professional growth.

Qualifications

• Bachelor's degree or equivalent work experience.
• Ability to obtain Series 7 and Series 66 and life and health insurance exams within 180 days of beginning employment at RBC.
• Ability to take initiative and function independently.
• Excellent interpersonal and marketing skills.
• Strong drive, dedication, and ability to promote business; a track record of success.
• Ability to make solid decisions in a fast paced, quick turnaround environment.

Responsibilities

• Study for and obtain the Associate Financial Advisor program's required licensing.
• Study and pass Series 7 exam.
• Study and pass Series 66 and life and health insurance exams.
• Complete Associate Financial Advisor program assignments within the curriculum's timelines.
• RBC tools and technology introduction; RBC policies and procedures; products and services including scenarios and case studies; compliance; planning, marketing, prospecting, and servicing; report activities and results.
• Implement specific coaching from the Associate Financial Advisor sales manager.
• Become familiar with RBC Wealth Management.
• Maintain awareness of financial news to support professional development toward becoming a RBC Financial Advisor.
• Be knowledgeable and comply with regulations and company policies.
• Complete onboarding modules.

Skills

Account Management

Customer Success

Decision Making

Financial Regulation

Group Problem Solving

Interpersonal Relationships

Investment Risk Management

Education

Bachelor's degree or equivalent

Job description

RBC Capital Markets, LLC in Columbus, OH invites aspiring financial professionals to join its Associate Financial Advisor program to complete licensing and gain industry experience toward becoming a Financial Advisor.

You will study for Series 7, Series 66, and life/health exams, complete program assignments, learn RBC Wealth Management tools and policies, and participate in coaching and onboarding to support professional growth.